Job Description This role is individually accountable for assisting the Business Units in establishing and embedding a culture of compliance.

• Establishing and continuously improving a consistent operating framework for the identification, management, monitoring and reporting of compliance risks and issues.
• Assisting the BU Anti-Money Laundering (AML) Officer to establish and embed a culture of compliance with AML requirements.
• Reporting compliance breaches to the Head of Compliance on a monthly /quarterly basis.
• Handling the management and execution of second line monitoring and assessment program for Anti-Money Laundering/Counter-Terrorism Financing (AML/CTF);
• Improving and maintaining AML/CTF policies and procedures.
• Providing relevant compliance reporting to ensure the completion and proper analysis of suspicious activity reports.
• Ensuring detailed and prompt investigation of all AML/CTF incidents and cases.
• Maintaining a proper register of all incidents reported internally and externally.
• Aiding in the improvement of tools to monitor, analyze, and report suspicious activity.
• Monitoring the performance of the Compliance Program and related activities on a continuing basis, taking appropriate steps to improve its effectiveness.
• Identifying applicable Legislation, Regulatory Directives, Rules and Regulations, and analysing the impact thereof on the Group and applying this to Group processes and procedures, current/new projects and current/new products.
• Ensuring that internal policies do not contravene current and/or proposed Legislation, Regulatory Directives, Rules and Regulations.
• Assisting in general compliance awareness, AML/CFT and refresher trainings.

Skills Compliance Software, Data Compilation, Engineering Standards, Legal Practices, Management Reporting, Oral Communications, Policies & Procedures, Presenting Solutions, Professional Presentation, QA Methodologies, Regulatory Compliance Management, Requirements Development

Competencies Action Oriented

Balances Stakeholders

Financial Acumen

Instills Trust

Interpersonal Savvy

Manages Complexity

Optimizes Work Processes

Persuades

Education Bachelor of Accounting (BAcc): Economics And Law

• Establishing and continuously improving a consistent operating framework for the identification, management, monitoring and reporting of compliance risks and issues.
• Assisting the BU Anti-Money Laundering (AML) Officer to establish and embed a culture of compliance with AML requirements.
• Reporting compliance breaches to the Head of Compliance on a monthly /quarterly basis.
• Handling the management and execution of second line monitoring and assessment program for Anti-Money Laundering/Counter-Terrorism Financing (AML/CTF);
• Improving and maintaining AML/CTF policies and procedures.
• Providing relevant compliance reporting to ensure the completion and proper analysis of suspicious activity reports.
• Ensuring detailed and prompt investigation of all AML/CTF incidents and cases.
• Maintaining a proper register of all incidents reported internally and externally.
• Aiding in the improvement of tools to monitor, analyze, and report suspicious activity.
• Monitoring the performance of the Compliance Program and related activities on a continuing basis, taking appropriate steps to improve its effectiveness.
• Identifying applicable Legislation, Regulatory Directives, Rules and Regulations, and analysing the impact thereof on the Group and applying this to Group processes and procedures, current/new projects and current/new products.
• Ensuring that internal policies do not contravene current and/or proposed Legislation, Regulatory Directives, Rules and Regulations.
• Assisting in general compliance awareness, AML/CFT and refresher trainings.

• Compliance Software
• Data Compilation
• Engineering Standards
• Legal Practices
• Management Reporting
• Oral Communications
• Policies & Procedures
• Presenting Solutions
• Professional Presentation
• QA Methodologies
• Regulatory Compliance Management
• Requirements Development
• Financial Acumen
• Instills Trust
• Interpersonal Savvy
• Manages Complexity
• Optimizes Work Processes
• Persuades

• Bachelor of Accounting (BAcc): Economics And Law